You will see that the word "options" is used liberally throughout our website. For us, advisor choice, advisor independence and advisor options are paramount and those concepts are deeply ingrained within our culture. We believe that our commitment to the advisor experience is what sets us apart from many of the alternatives available to the independent advisor today.There is no one that knows your clients and your business better than you. This is why we at Sovereign Advisor Solutions understand the importance of your having full control over how you want to brand and position yourself and your business. We have two options for you to choose from. Regardless of which option is best for you, please know that you will always retain 100% ownership of your book of business and 100% control over how you run your business.
You can work under the brand of our parent RIA: Sovereign Financial Group, Inc. (SFGI).
SFGI is one of the fastest growing RIAs in the North East and currently has 5 corporate offices you can work out of:
We are also always eager to open offices in new locations anywhere in the USA. In fact, we are especially on the look out for advisors looking to open offices anywhere in New England, New York, Pennsylvania, Florida, California, Utah, Colorado, and, the Carolinas.
In addition to having access to any of our corporate offices, you would also be able to have access to any of our corporate sponsored client events. We host a number of client / prospective client events every year in NYC & CT at venues including: The Capital Grille, The Stamford Yacht Club, The Yale Club, The Inn at Longshore, etc. As we open more corporate locations, we would, of course, increase the size of our event marketing footprint.
As part of working under our corporate RIA, we would incorporate you (and your team if applicable) on to our website in whichever way you feel would be best to highlight your business' messaging.
Please visit our corporate RIA's website to learn more about SFGI.
If you feel your message is best communicated to your clients and the public by using your own unique branding, then, you can easily work under your own DBA. This would give you full control over the name of your DBA firm, logo and all other aspects of image.
You would still be able to have access to any of our corporate locations, or, you can set up shop in a location of your choice. Either way we will still provide you with all the support you need to run your business and to exceed your clients' expectations.
We are also always eager to help advisors open offices in new locations anywhere in the USA. In fact, we are especially on the look out for advisors looking to open offices anywhere in New England, New York, Pennsylvania, Florida, California, Utah, Colorado, and, the Carolinas.
Additionally, you and your clients / prospective clients would be welcome to attend our various marketing events throughout the year -- you may find these events to be a great way to show client appreciation and also to generate referrals.
To be sure, whether it's your brand or Sovereign's, you will receive all the support, technology and infrastructure you will need to run your business as you wish with minimal operational burdens and friction points.
* There is a OBA fee of $250 monthly for DBAs