Team
Charles L. Failla, CFP®
Principal
Chuck directly oversees all the financial planning and investment management work done at Sovereign Financial. As a Board CERTIFIED FINANCIAL PLANNERTM practitioner, Chuck understands that sheparding a client’s financial and...
John K. Kochersperger, CRPC®
Chief Compliance Officer, Financial Planner
John works with clients on account management and servicing. Prior to joining Sovereign Financial, John worked 12 years at Merrill Lynch as a Financial Advisor. John’s experience in account management is critical to...
David E. Carroll, FPQP®
Operations Manager
David is responsible for all aspects of office logistics and client scheduling. He has a BS in economics from the University of New Hampshire as well as an MBA with a concentration in finance from Fairfield University. He is a...
Carmen Failla
Fixed Income Specialist
Carmen began her professional career in finance with the global investment bank, Houlihan Lokey as a financial analyst. After graduating from Columbia Business School with her MBA in 1996, she joined TIAA’s Securities Division as...