Providing a low friction pathway for breakaway advisors to go RIA while they maintain 100% control and ownership of their books.
Highly Competitive. Fully Transparent.
The following is a brief summary of Sovereign's value proposition for breakaway advisors. You can see even more details throughout this site...
1 Base Tech includes: Orion, Salesforce, Office 365, RingCentral, AdvicePay, Global Relay. eMoney & Riskalyze are offered as an optional add-on at $150 / month – a deep discount to the actual cost. There may be a de minimis per account charge for low balance accounts. These charges are determined in advance on a case by case basis.
Sovereign’s in-house TAMP (Align) delivers asset management services to advisors at a very low cost. Our TAMP is a fully "open architecture" and easy to deploy. You have the option to:
>>> Here's a link to an etf.com article that highlighted our unique approach to "Portfolio Group" rebalancing: Read article
Here's a small sample of the models you can choose from:
1 There is a $75 set up / change fee for FA created models
Sovereign provides ad-hoc client support for advisors. These services include all you would expect from a client service associate: New account opening, funds in / out, setting appointments, client meeting prep, etc..
COST: $500 / month (which includes 5 hours per month). $70 / hour after that. Pay-when-you-need solution offers the ultimate in flexibility.
Easy to deploy. Easy to service
Our PEP solution is branded as: Align Retirement Pathways. It can be used by advisors affiliated with Sovereign and can also be used by advisors not affiliated with Sovereign — it is a fully open architecture 401K solution.
Sovereign has teamed up with The Newport Group to create an in-house 401k solution that is hard to beat. The Align PEP offers:
Extremely low fees for your client:
By using our services, you will be able to deliver a complete, unbiased and fully open architecture solution for all of your clients' financial planning and investment management needs. Moreover, you will be able to deliver these services without going through the trouble of developing and maintaining the required staff, IT stack and infrastructure. And, perhaps best of all, you will be able to receive all these services at a cost that will likely be far less than if you were to do this all on your own.
All this means that you can:
If you think we may be a fit for your needs, please call or email Sovereign's Principal, Chuck Failla, CFP(r) to discuss.
Chuck can be reached at: